Epstein File EFTA01494015: Client and Asset (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01494015: Client and Asset (DS10)

Financial RecordJanuary 15, 2018EFTA014940151 keyword hits

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This financial document records asset transfers on 3/29 involving securities from Kindred Healthcare Inc, NRG Energy Inc, and NextEra Energy Capital Preferred Stock. The transactions are processed through Southern Financial, LLC, with market values ranging from $1,001,500.00 to $2,000,000.00, and include specific dates of issuance for each security.

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asset client

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Excerpt 1

Cost Market Value* Securities Transferred Out 3/29 Free Delivery KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD (2,000,000.000) (2,000,000.00) 06/01/2011 ASSET

Excerpt 2

FINANCIAL, LLC CLIENT REF 104768082 (ID: 494580-AB-9) 3/29 Free Delivery NRG ENERGY INC 7 5/8% JAN 15 2018 DTD (1,000,000.000) (1,137,500.00) 07/15/2011 ASSET

Excerpt 3

TRANSFER TO A/C W91850-0 1,001,500.00 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 629377-BN-1) 3/29 Free Delivery NEXTERA ENERGY CAPITAL PFD 5% ASSET