Epstein File EFTA01509745: Client and Asset (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01509745: Client and Asset (DS10)

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This document is a JPMorgan Securities Inc. (JPMSI) consolidated account summary for the period June 1-30, 2010, detailing investment accounts, asset allocation, and market values for a client. The document states that brokerage and margin accounts are non-discretionary with investment decisions made by the client, and that JPMSI does not provide discretionary asset allocation or investment management services.

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client asset

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PersonKeyword

Excerpt 1

Brokerage and margin accounts are non-discretionary and all investment decisions are made by the **client**. J.P. Morgan Securities Inc.

Excerpt 2

("JPMSI") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any **client** accounts.

Excerpt 3

J.P.Morgan For the Period 6/1/10 to 6/30/10 Consolidated Summary INVESTMENT ACCOUNTS Beginning Ending Change Estimated Current **Asset** Allocation Market