Epstein File EFTA01510255: Financial Trust Company and Asset (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01510255: Financial Trust Company and Asset (DS10)

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JP Morgan account statement as of June 30, 2011, showing Financial Trust Company, Inc. holding net capital investment accounts totaling $3,526,406.68 with net capital requirements of $2,796,707.11. The document reflects brokerage asset account transactions executed through JP Morgan Securities LLC (JPMS LLC), which maintained net capital of $11.3 billion, exceeding minimum regulatory requirements.

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Financial Trust Company asset JP Morgan

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Excerpt 1

s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements **FINANCIAL** **TRUST** **COMPANY** INC 3,526,406.68 2,796,707.11 (729,699.57) 4 At June 30

Excerpt 2

, 2011, JPMS LLC's net capital of $11.3 billion **FINANCIAL** **TRUST** **COMPANY** INC 0.00 0.00 0.00 12 exceeded the minimum regulatory net capital Total Value $3,526,406.68

Excerpt 3

The **Asset** Account Statement reflects brokerage unaudited Statement of Financial Condition may be transactions executed through J.P.