Epstein File EFTA01510755: Client and Asset (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01510755: Client and Asset (DS10)

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This document is a consolidated investment account summary from J.P. Morgan Securities LLC for the period November 1-30, 2012. It details brokerage and margin accounts held by a client, specifying that all investment decisions are made by the client and that JPMS provides no discretionary investment management or asset allocation advice. The document includes beginning and ending asset allocation figures and estimated current asset values for the account holder.

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🔑 Evidence Keywords

client asset

📋 Key Excerpts4

PersonKeyword

Excerpt 1

Brokerage and margin accounts are non-discretionary and all investment decisions are made by the **client**. J.P.

Excerpt 2

Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any **client**

Excerpt 3

P.Morgan For the Period 11/1/12 to 11/30/12 Consolidated Summary INVESTMENT ACCOUNTS Beginning Ending Change Estimated Current **Asset** Allocation **Asset** Allocation