Epstein File EFTA01583232: Client and Solicitation (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01583232: Client and Solicitation (DS10)

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This document is a client consent and authorization form for derivative trading and clearing services through J.P. Morgan, likely for swap execution facility (SEF) or DCO transactions. The form requests DTCC number information and authorizes J.P. Morgan to obtain a DTCC number on behalf of the client, and includes consent for trade confirmations and shareholder communications including proxy solicitations.

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client solicitation

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Excerpt 1

In connection with any Derivative executed or cleared for or on behalf of such **client** on any swap execution facility (SEF) or DCO, the **client** consents

Excerpt 2

If the **client** already has a DTCC number, enter the DTCC number here: 0000 If the **client** does not have a DTCC number, the **client** hereby authorizes J.P.

Excerpt 3

Morgan to obtain a DTCC number for the **client**. 8.