Epstein File EFTA01584547: Document from Set 10 (DS10)

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💨IMPACT LEVEL 1 — MEH

Epstein File EFTA01584547: Document from Set 10 (DS10)

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This document is an options trading authorization form containing account information and risk disclosure documentation. It includes fields for related account numbers, accounts trading in concert, and references OCC booklet publication and distribution dates (02/1994, 01/16/02). The form indicates an accredited individual investor status and includes power of attorney and registration information.

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client

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Excerpt 1

instructions: PLEASE LIST RELATED ACCOUNT NUMBERS: PLEASE LIST ALL ACCOUNTS TRADING IN CONCERT WITH THIS ACCOUNT (EXCHANGE TRADED OPTIONS ONLY): INFORMATION TO **CLIENT**

Excerpt 2

: Publication Date of OCC Bookiet Date OCC Booklet Sent to **Client** Date Risk Disclosures Sent to **Client** 02/1994 01/16/02 01/16/02 Documentation for trading

Excerpt 3

authorization/ Power of Attorney RR Registered in **Client** State **Client** Type Code Yes X No Yes No IFNT a Accredited Individual Investor X Accredited Institutional